Adam J. Kuettel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Joseph Kuettel was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2008. Adam had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2015 - December 31, 2020
KUETTEL CAPITAL LLC
August 20, 2014 - December 31, 2014
TRUTORO
August 13, 2014 - December 31, 2014
TRUTORO
February 1, 2013 - August 11, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
February 1, 2013 - August 11, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
October 24, 2012 - October 25, 2012
AUSDAL FINANCIAL PARTNERS, INC.
October 24, 2012 - October 25, 2012
AUSDAL FINANCIAL PARTNERS, INC.
December 3, 2010 - November 15, 2011
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
June 4, 2008 - November 29, 2010
1ST GLOBAL ADVISORS INC
May 6, 2008 - November 29, 2010
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KUETTEL CAPITAL LLC
CRD#: 174575 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
