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MATTHEW WARREN HEATH

MATTHEW W. HEATH

Some features on this profile are disabled
CRD#: 5473501
MATTHEW WARREN HEATH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

MATTHEW WARREN HEATH, CFP® was a registered financial professional .

MATTHEW is a previously registered financial professional and started their career in finance in 2008. MATTHEW had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Matt is a Principal in the Boston office. Prior to joining Cerity Partners, Matt was a Financial Planner with Cabot Wealth Management for 6 years. In this role, he was responsible for constructing holistic financial plans for HNW individuals, families, and endowments. As a CERTIFIED FINANCIAL PLANNER™, Matt works to uncover his client’s goals and utilizes various tax, asset allocation, and trust & estate strategies to serve clients. Further, Matt is focused on building relationships within the Charles Schwab Advisor Network, as well as the Fidelity Wealth Advisory Solutions Program. Matt lives North of Boston with his wife, and two children: 11 & 9. He enjoys coaching, and watching his kids compete in football, soccer, ice hockey, lacrosse and baseball. Most recently, he has enjoyed getting his teams involved with the Future Forward Haiti program in partnership with Christ Church Hamilton-Wenham.
top-8-questions

Question & Answer

What are your service offerings?
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Education

Connecticut College

Experience

Past

November 2, 2021 - April 23, 2025

CERITY PARTNERS LLC

RIA
CRD#: 151559
BOSTON, MA
Past

March 20, 2015 - March 15, 2021

CABOT WEALTH MANAGEMENT

RIA
CRD#: 107327
SALEM, MA
Past

October 15, 2012 - January 8, 2013

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

July 20, 2011 - October 2, 2012

PLYMOUTH REAL ESTATE CAPITAL, LLC

BD
CRD#: 151910
BOSTON, MA
Past

February 18, 2008 - July 15, 2011

BROOKWOOD SECURITIES PARTNERS, LLC

BD
CRD#: 35187
BEVERLY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERITY PARTNERS LLC
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC

CRD#: 151559 / SEC#: 801-70719

RIA
Registered Investment Advisory firm - (10/22/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/6/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/2008
General Securities Representative Examination

Current Firm

CP
CERITY PARTNERS LLC
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC

CRD#: 151559 / SEC#: 801-70719

RIA
Registered Investment Advisory firm - (10/22/2009 Approved)
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Contact information

Main Address
99 Park Avenue 16th Floor, New York, NY 10016
Mailing Address
Phone number
(212) 850-4260
Established
Firm type
Fiscal year end
# of Employees
1,166

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CP ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts19,810
AUM (Assets Under Management)$ 122,848,693,051

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
07/24/2024
Cover Page
Report
09/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERITY PARTNERS LLC

PRINCIPALCRD#: 151559

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