Timothy M. Welchons
Professional summary
Timothy Mcgregor Welchons, who also goes by Tim Mcgregor Welchons, is a registered financial advisor currently at ASCENT WEALTH PARTNERS, LLC located in New Hartford, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Timothy has worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Mcgregor Welchons's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2019 - Present
ASCENT WEALTH PARTNERS, LLC
Office #1: 89 Genesee Street, New Hartford, NY 13413September 5, 2012 - April 27, 2018
BLUEFIN RESEARCH PARTNERS, INC.
August 11, 2008 - April 13, 2012
CANACCORD GENUITY LLC
Primary Firm SEC Registration
ASCENT WEALTH PARTNERS, LLC
CRD#: 158898 / SEC#: 801-72693
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2021)
Exams
Series 55
Date: 1/9/2010
Limited Representative-Equity Trader ExamCurrent Firm
ASCENT WEALTH PARTNERS, LLC
CRD#: 158898 / SEC#: 801-72693
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,359 |
| AUM (Assets Under Management) | $ 1,518,044,632 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
