MT
Michael K. Turner
TURNER CAPITAL INVESTMENTS
Austin, TX 78759
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CRD#: 5472928
MT
Professional summary
Michael K Turner, who also goes by Mike Turner, is a registered financial advisor currently at TURNER CAPITAL INVESTMENTS, LLC located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Turner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Turner Enterprises, Inc.; Investment related. Location: 10002 Glencarrie Lane Austin TEXAS 78750 United States. Position/Title: President. Description of the business: Provides technical signals. Responsibilities Duties: software design architect. Start date with business: 2023-06-01. Hours per month devoted to business outside trading hours: 20. 2) THOMAS MEYER INVESTMENT MANAGEMENT, LLC; Investment related. Location: 2205 Lookout Range Drive Leander TX 78641 US. Position Title: President. Description of the business: investment advisory services; Responsibilities Duties: management of accounts. Start date: 2024-01-01. Hours per month during trading hours: 120; Hours per month outside trading hours: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Michael K Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2008 - Present
TURNER CAPITAL INVESTMENTS, LLC
Office #1: 9442 Capital Of Texas Hwy N Arboretum Plaza One, Suite 500, Austin, TX 78759RIA
CRD#: 146134
Austin, TX
Past
January 18, 2023 - March 17, 2023
LEGACY WEALTH MANAGEMENT, LLC
RIA
CRD#: 174767
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TURNER CAPITAL INVESTMENTS, LLC
SABINAL CAPITAL INVESTMENTS, LLC | TURNER CAPITAL INVESTMENTS, LLC
CRD#: 146134 / SEC#: 801-120964
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (8/22/2021 Terminated)Florida
Registered Investment Advisory firm - (4/28/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/22/2008)
Current Firm
TC
TURNER CAPITAL INVESTMENTS, LLC
SABINAL CAPITAL INVESTMENTS, LLC | TURNER CAPITAL INVESTMENTS, LLC
CRD#: 146134 / SEC#: 801-120964
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (8/22/2021 Terminated)Florida
Registered Investment Advisory firm - (4/28/2021 Terminated)Michigan
Registered Investment Advisory firm - (4/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9442 Capital Of Texas Hwy N Arboretum Plaza One, Suite 500, Austin, TX 78759
Mailing Address
Phone number
(855) 678-8200
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 716 |
| AUM (Assets Under Management) | $ 127,824,174 |
Red Flags
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