KS
Keith B. Stinebaker
TRANSCE3ND LLC
St Peters, MO 63376
Some features on this profile are disabled
CRD#: 5472713
KS
Professional summary
Keith Bernard Stinebaker, who also goes by Keith Stinebaker, is a registered financial advisor currently at TRANSCE3ND LLC located in St Peters, Missouri and MADISON AVENUE SECURITIES, LLC located in St Peters, Missouri.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Keith has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Stinebaker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) L & S CAPITAL INVESTMENTS dba SUMMIT TAX AND WEALTH ADVISORY POSITION: President NATURE: Accounting and Tax INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/2015 ADDRESS: 1441 TRIAD CENTER DRIVE, SAINT PETERS, MO 63376, United States DESCRIPTION: Oversee business operations as well as tax planning with clients 2) Name: SUCCESS ONE PROPERTIES, LLC.; Investment Related: No; Address: 1441 TRIAD CENTER DRIVE, SAINT PETERS, MO 63376; Nature of the Business: Property Owner; Position: Part Owner; Duties: In charge of banking and taking care of the property management; Hour Per Week: 1 Hour; Start Date: 07/01/2020 3) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 4) Name: Transce3nd LLC; Address: 835 MAIN STREET, BUILDING #2, BUDA, TX 78610; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Manage Accounts; Hours Per Week: 5 hours; Start Date: 05/23/2023 5) Name: Stinebaker, LLC; Investment Related: No; Position: Owner; Nature: S Corp for Tax purposes; Hours Per Week: 10 Hours; 1/1/2010
CRS (Client Relationship Summary) - RIA
Click below to view Keith Bernard Stinebaker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2023 - Present
TRANSCE3ND LLC
Office #1: 1441 Triad Center Dr, St Peters, MO 63376RIA
CRD#: 317745
St Peters, MO
Current
July 31, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1441 Triad Center Drive, St Peters, MO 63376RIA
BD
CRD#: 23224
St Peters, MO
Past
July 30, 2022 - October 2, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
St Peters, MO
Past
July 7, 2017 - August 1, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Ellisville, MO
Past
July 7, 2017 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
St. Peters, MO
Past
September 2, 2009 - July 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
HAZELWOOD, MO
Past
March 24, 2008 - July 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HAZELWOOD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/31/2022)
RR
California(10/2/2023)
RR
Colorado(7/31/2022)
RR
Florida(7/31/2022)
RR
Idaho(7/31/2022)
RR
Illinois(7/31/2022)
RR
Indiana(11/9/2023)
RR
Kansas(7/31/2022)
RR
Missouri(7/31/2022)
IAR
Missouri(5/26/2023)
RR
Nevada(7/31/2022)
IAR
Texas(5/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSCE3ND LLC
CRD#: 317745St Peters, MO 63376TRUST BUT VERIFY
Monitor Keith Stinebaker
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
