DH
Daniel R. Hodge
COMPREHENSIVE CAPITAL MANAGEMENT
Mars, PA 16046
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CRD#: 5472702
DH
Professional summary
Daniel Ray Hodge is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Mars, Pennsylvania and AURORA PRIVATE WEALTH, INC. located in Mars, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Harper & Hodge; Investment related yes, 1221 Third Street Beaver PA, Service description: DBA for Investment Advisory & Brokerage business; Start date: 09/07/2010; Title: IAR & RR; Duties: Sales, Administrative, Meetings with clients and perspective clients; Time spent: 100 hours/month. 2.Lori A Hodge, CPA & Associates, PC, Investment related: No, 183 Scharberry Ln Mars PA 16046, CPA, Partner, 07/01/2008, 10 hours, tax preparation and financial statement preparation. 3.Lighthouse Foundation, Investment related no, 116 Browns Hill Road, Valencia, PA, 16059, Non-Profit Entity, Treasurer, 01/01/2021, 10 hour per quarter, Board Member. 4.McGuire Memorial, Investment related no, 2119 Mercer Road, New Brighton, PA, 15066, Foundation, Board Member, 09/11/2023, 4 hours per quarter, Board Member. 5.First Presbyterian Church of Monaca, Investment related no, 1301 Indiana Avenue, Monaca, PA, 15061, Religious Organization, Session member, 01/01/2022, 3 hours per month, Board member. 6.Kaymeg, LLC, Investment related no, 305 Hill Farm Lane, Valencia, PA, 16059, Member, 01/09/2024, Various hours, Rental Property. 7.Daniel R. and Lori A. Hodge PC, Investment related yes, 183 Scharberry Lane, Mars, PA, 16046, S Corporation for Investment Business, President, 04/25/2014, 75 percent of week, Investments. 8.Various Insurance Companies, Investment related yes, 1221 Third Street, Beaver, PA, 15009, Insurance, Insurance producer, 01/01/2019, 1 hour weekly, Insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ray Hodge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2010 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 183 Scharberry Lane, Mars, PA 16046Office #2: 1221 Third Street, Beaver, PA 15009RIA
CRD#: 119890
Mars, PA
Current
September 27, 2023 - Present
AURORA PRIVATE WEALTH, INC.
Office #1: 183 Scharberry Lane, Mars, PA 16046Office #2: 1221 Third Street, Beaver, PA 15009RIA
CRD#: 281604
Mars, PA
Current
September 20, 2010 - Present
APW CAPITAL, INC.
Office #1: 1221 Third Street, Beaver, PA 15009Office #2: 183 Scharberry Lane, Mars, PA 16046BD
CRD#: 43814
Beaver, PA
Past
September 29, 2008 - September 23, 2010
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MARS, PA
Past
May 13, 2008 - September 23, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MARS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/21/2014)
RR
Illinois(10/16/2025)
RR
Indiana(1/27/2020)
RR
Maryland(1/31/2018)
RR
Missouri(11/19/2012)
RR
Nevada(8/22/2016)
RR
New York(7/22/2024)
RR
North Carolina(5/7/2025)
RR
Ohio(3/4/2020)
RR
Oregon(3/3/2025)
RR
Pennsylvania(9/20/2010)
IAR
Pennsylvania(9/20/2010)
RR
South Carolina(6/1/2023)
RR
Virginia(5/6/2014)
RR
West Virginia(10/9/2012)
RR
Wisconsin(9/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
