Peter C. Bombara

PCB CAPITAL LLC

EAST BRUNSWICK, NJ 08816

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CRD#: 5472602

Professional summary

Peter Carl Bombara, who also goes by Peter Bombara, is a registered financial advisor currently at PCB CAPITAL LLC located in East Brunswick, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Bombara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PCB Financial Advisory Group, 825 Georges Road, North Brunswick, NJ 08902 Category: Insurance/LLC Investment-Related: Yes Title: Owner Duties: Offer and sell Fixed Annuities, Equity-Indexed Annuities, and Traditional Life Insurance Start Date: 6/2013 Hours per month: 25 Hours per month during trading hours: 0 2. PCB VENTURES 1 LLC, 6545 MARKET AVE N SUITE 100 CANTON OH 44721 Investment-Related: No Title: Owner Duties: Monitor (Not Manage) Start Date: 2025-05-01 Hours per month: 5 Hours per month during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Carl Bombara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2020 - Present

PCB CAPITAL LLC

Office #1: 557 Cranbury Rd Suite 16, East Brunswick, NJ 08816

RIA

CRD#: 309784

EAST BRUNSWICK, NJ

Past

November 16, 2016 - July 22, 2020

OSAIC FS, INC.

RIA

CRD#: 3870

NORTH BRUNSWICK, NJ

Past

September 30, 2016 - July 22, 2020

OSAIC FS, INC.

CRD#: 3870

NORTH BRUNSWICK, NJ

Past

March 26, 2010 - March 11, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

WOODBRIDGE, NJ

Past

August 21, 2009 - January 29, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PCB CAPITAL LLC

CRD#: 309784 / SEC#: 801-132736

RIA

Registered Investment Advisory firm - (5/7/2025 Approved)

New York

Registered Investment Advisory firm - (5/21/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/10/2020)

IAR

New York
(4/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/2009

General Securities Representative Examination

Current Firm

PCB CAPITAL LLC

CRD#: 309784 / SEC#: 801-132736

RIA

Registered Investment Advisory firm - (5/7/2025 Approved)

New York

Registered Investment Advisory firm - (5/21/2025 Terminated)

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Contact information

Main Address

557 Cranbury Rd Suite 16, East Brunswick, NJ 08816

Mailing Address

Phone number

(732) 634-3620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE SUPPLEMENT (5/21/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 122,514,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter C. Bombara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Carl Bombara's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FS, INC.

OSAIC FS, INC.

NYLIFE SECURITIES LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PCB CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2016

Series 63

Date: 6/23/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/20/2009

Current Firm

PCB CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PCB CAPITAL LLC

TRUST BUT VERIFY

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