KF
Kari K. Foust
NAVY FEDERAL INVESTMENT SERVICES
Pensacola, FL 32526
Some features on this profile are disabled
CRD#: 5472410
KF
Professional summary
Kari Kristen Foust, AIF®, CFP®, who also goes by Kari Kristen James, Kari James, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pensacola, Florida.
Kari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kari has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kari Kristen James | Kari James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kari Kristen Foust's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kari Kristen Foust's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Current
July 2, 2012 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Past
April 18, 2013 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
PENSACOLA, FL
Past
February 12, 2008 - June 22, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PENSACOLA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/13/2013)
IAR
Alabama(4/19/2022)
RR
Alaska(1/8/2015)
RR
Arizona(9/18/2013)
IAR
Arizona(5/4/2022)
RR
Arkansas(5/30/2013)
IAR
Arkansas(4/19/2022)
RR
California(7/2/2012)
IAR
California(3/11/2022)
RR
Colorado(1/25/2013)
IAR
Colorado(3/11/2022)
RR
Connecticut(3/20/2013)
IAR
Connecticut(3/11/2022)
RR
District of Columbia(3/6/2013)
RR
Florida(7/2/2012)
IAR
Florida(1/4/2017)
RR
Georgia(8/22/2013)
IAR
Georgia(3/14/2022)
RR
Hawaii(3/20/2013)
RR
Idaho(4/11/2018)
IAR
Idaho(4/19/2022)
RR
Illinois(11/30/2012)
IAR
Illinois(3/11/2022)
RR
Indiana(7/8/2014)
IAR
Indiana(4/19/2022)
RR
Kansas(10/7/2016)
IAR
Kansas(4/19/2022)
RR
Kentucky(8/19/2014)
IAR
Kentucky(4/19/2022)
RR
Louisiana(9/22/2015)
IAR
Louisiana(3/11/2022)
RR
Maine(3/20/2013)
IAR
Maine(3/11/2022)
RR
Maryland(5/21/2013)
IAR
Maryland(3/11/2022)
RR
Massachusetts(3/20/2013)
IAR
Massachusetts(4/25/2022)
RR
Michigan(2/7/2013)
IAR
Michigan(4/19/2022)
RR
Minnesota(2/10/2014)
RR
Mississippi(2/4/2013)
IAR
Mississippi(4/19/2022)
RR
Missouri(5/24/2013)
RR
Montana(9/18/2024)
IAR
Montana(9/18/2024)
RR
Nebraska(2/11/2013)
RR
Nevada(7/27/2015)
RR
New Hampshire(9/18/2024)
IAR
New Hampshire(9/18/2024)
RR
New Jersey(2/28/2013)
IAR
New Jersey(4/21/2022)
RR
New Mexico(11/9/2012)
IAR
New Mexico(3/14/2022)
RR
New York(3/4/2014)
IAR
New York(3/11/2022)
RR
North Carolina(7/2/2012)
IAR
North Carolina(3/11/2022)
RR
North Dakota(3/9/2022)
IAR
North Dakota(3/15/2022)
RR
Ohio(6/22/2015)
IAR
Ohio(4/19/2022)
RR
Oklahoma(6/4/2015)
IAR
Oklahoma(11/19/2024)
RR
Oregon(1/23/2013)
RR
Pennsylvania(11/6/2012)
RR
Puerto Rico(12/3/2013)
RR
Rhode Island(3/20/2013)
RR
South Carolina(7/2/2012)
IAR
South Carolina(3/11/2022)
RR
South Dakota(3/20/2013)
RR
Tennessee(8/12/2013)
RR
Texas(2/7/2013)
IAR
Texas(3/11/2022)
RR
Utah(3/20/2013)
RR
Virgin Islands(3/25/2021)
IAR
Virgin Islands(4/25/2022)
RR
Virginia(7/2/2012)
IAR
Virginia(3/11/2022)
RR
Washington(7/2/2012)
IAR
Washington(4/19/2022)
RR
West Virginia(10/10/2014)
IAR
West Virginia(3/14/2022)
RR
Wisconsin(4/1/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
