KS
Kirk A. Stafford
DESERT ROSE CAPITAL MANAGEMENT
Meridian, ID 83642
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CRD#: 5472381
KS
Professional summary
Kirk Alan Stafford, who also goes by Kirk Stafford, is a registered financial advisor currently at DESERT ROSE CAPITAL MANAGEMENT, INC. located in Meridian, Idaho.
Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kirk has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kirk Stafford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: THE STAFFORD CORPORATION; INV REL: N; ADD: 5225 CASSIA RD, NEW PLYMOUTH,
IDAHO 83655; NATURE: FLOORING CONTRACTOR; POSITION: PRESIDENT; START DATE: 01/1996; NO. HR/MO; 4-5: NO. HR/MO DURING SEC TRADING: 4; DESCRIBE DUTIES: OVERSEE ACTIVITIES OF MANAGERS; NAME: SOLID FINANCIAL GROUND INV/REL: YES ADDR: 5225 CASSIA RD NEW PLYMOUTH ID 83655 NATURE: SOLICITATION & PLACEMENT OF LIFE, HEALTH & DI INS. POSITON: START: 08/2008 BROKER HRS/MO: 2 HRS/TRADING: 2 DUTIES: SALES OF LIFE, DI & HEALTH INS.
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Alan Stafford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2010 - Present
DESERT ROSE CAPITAL MANAGEMENT, INC.
Office #1: 2929 W. Navigator Drive Ste. 300, Meridian, ID 83642RIA
CRD#: 154331
Meridian, ID
Past
July 19, 2010 - December 31, 2010
DESERT ROSE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 154331
MERIDIAN, ID
Past
April 30, 2008 - December 31, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BOISE, ID
Past
February 8, 2008 - June 25, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(7/19/2010)
IAR
Texas(10/8/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2929 W. Navigator Drive Ste. 300, Meridian, ID 83642
Mailing Address
Phone number
(208) 297-2710
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 686 |
| AUM (Assets Under Management) | $ 112,679,913 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
