Johann K. Komander

GREENWOOD GEARHART

FAYETTEVILLE, AR 72701-4278

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CRD#: 5472376

Professional summary

Johann Kasper Komander, who also goes by Johann K Komander, is a registered financial advisor currently at GREENWOOD GEARHART INC. located in Fayetteville, Arkansas.

Johann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Johann has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johann K Komander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johann Kasper Komander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2019 - Present

GREENWOOD GEARHART INC.

Office #1: 26 E Center St, Fayetteville, AR 72701-4278

RIA

CRD#: 110379

FAYETTEVILLE, AR

Past

April 5, 2016 - May 29, 2018

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

September 9, 2009 - April 5, 2016

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWOOD GEARHART INC.

GREENWOOD & ASSOCIATES INC | M.A. GREENWOOD & ASSOCIATES INC | GREENWOOD GEARHART INC.

CRD#: 110379 / SEC#: 801-17703

RIA

Registered Investment Advisory firm - (9/30/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(4/29/2019)

IAR

Texas
(4/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2009

General Securities Representative Examination

Current Firm

GREENWOOD GEARHART INC.

GREENWOOD & ASSOCIATES INC | M.A. GREENWOOD & ASSOCIATES INC | GREENWOOD GEARHART INC.

CRD#: 110379 / SEC#: 801-17703

RIA

Registered Investment Advisory firm - (9/30/1982 Approved)

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Contact information

Main Address

26 E Center St, Fayetteville, AR 72701-4278

Mailing Address

Post Office Box 4278, Fayetteville, AR 72702-4278

Phone number

(479) 521-5353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENWOOD GEARHART FIRM BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,873
AUM (Assets Under Management)	$ 1,637,149,230

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/27/2024	Cover Page	Report
10/30/2023	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johann K. Komander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johann Kasper Komander's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

GREENWOOD GEARHART INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2019

Series 63

Date: 11/2/2009

SIE

Date: 5/29/2018

Series 7

Date: 9/8/2009

Current Firm

GREENWOOD GEARHART INC.

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GREENWOOD GEARHART INC.

TRUST BUT VERIFY

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