Zachary A. Leighton

ALTA WEALTH ADVISORS

WOBURN, MA 01801

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CRD#: 5472299

Professional summary

Zachary Armand Leighton is a registered financial advisor currently at ALTA WEALTH ADVISORS LLC located in Woburn, Massachusetts and LPL FINANCIAL LLC located in Woburn, Massachusetts.

Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Zachary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Armand Leighton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2024 - Present

ALTA WEALTH ADVISORS LLC

Office #1: 300 Tradecenter, Suite 5700, Woburn, MA 01801

RIA

CRD#: 293675

WOBURN, MA

Current

October 24, 2024 - Present

LPL FINANCIAL LLC

Office #1: 300 Tradecenter Ste 5700, Woburn, MA 01801

RIA

CRD#: 6413

WOBURN, MA

Past

July 10, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

July 28, 2014 - October 25, 2024

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

NO. WALTHAM, MA

Past

July 28, 2014 - October 25, 2024

CITIZENS SECURITIES, INC.

CRD#: 39550

NO. WALTHAM, MA

Past

June 10, 2013 - August 1, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

WEYMOUTH, MA

Past

January 8, 2013 - August 1, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

WEYMOUTH, MA

Past

December 12, 2011 - January 15, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

PLYMOUTH, MA

Past

April 2, 2008 - December 1, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

HYANNIS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA

Registered Investment Advisory firm - (4/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/24/2024)

Florida
(10/24/2024)

Maine
(10/24/2024)

Massachusetts
(10/25/2024)

IAR

Massachusetts
(10/25/2024)

New Hampshire
(10/24/2024)

New York
(5/14/2026)

North Carolina
(4/14/2025)

Vermont
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALTA WEALTH ADVISORS LLC

CRD#: 293675 / SEC#: 801-112848

RIA

Registered Investment Advisory firm - (4/17/2018 Approved)

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Contact information

Main Address

400 Tradecenter, Suite 4810, Woburn, MA 01801

Mailing Address

Phone number

(781) 404-6909

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTA WEALTH ADVISORS LLC WRAP FEE PROGRAM (3/3/2026)

ADV PART 2A-ALTA WEALTH ADVISORS LLC (3/3/2026)

Regulatory assets under management

Total Number of Accounts	1,665
AUM (Assets Under Management)	$ 664,634,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zachary A. Leighton

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Armand Leighton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ALTA WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2013

Series 63

Date: 7/19/2011

SIE

Date: 10/1/2018

Series 7

Date: 9/23/2013

Series 6

Date: 4/1/2008

FINRA

Current Firm

ALTA WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTA WEALTH ADVISORS LLC

TRUST BUT VERIFY

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