Douglas G. Burnette
COLLECTIVE WEALTH ADVISORS LLC
LAKE CHARLES, LA 70605
Some features on this profile are disabled
CRD#: 5472256
Professional summary
Douglas George Burnette JR, CFP® is a registered financial advisor currently at COLLECTIVE WEALTH ADVISORS LLC located in Lake Charles, Louisiana.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Douglas has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BURNETTE FINANCIAL PLANNING, LLC; INV REL; LAKE CHARLES, LA; RIA/IAR/CCO; START 04/2017; APPROX 75% OF TIME; WILL MAINTAIN REGISTRATION DURING TRANSITION OF CLIENTS TO COLLECTIVE WEALTH ADVISORS.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas George Burnette JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 30, 2024 - Present
COLLECTIVE WEALTH ADVISORS LLC
Office #1: 4833 Ihles Road, Lake Charles, LA 70605RIA
CRD#: 289157
LAKE CHARLES, LA
Past
December 5, 2011 - December 31, 2024
BURNETTE FINANCIAL PLANNING, LLC
RIA
CRD#: 159588
LAKE CHARLES, LA
Past
August 8, 2008 - November 22, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
LAKE CHARLES, LA
Past
January 25, 2008 - November 22, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
LAKE CHARLES, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLECTIVE WEALTH ADVISORS LLC
COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT
CRD#: 289157 / SEC#: 801-133786
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/8/2025 Terminated)Illinois
Registered Investment Advisory firm - (12/14/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/8/2025 Terminated)Texas
Registered Investment Advisory firm - (7/8/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/4/2024)
IAR
Texas(8/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
COLLECTIVE WEALTH ADVISORS LLC
COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT
CRD#: 289157 / SEC#: 801-133786
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/8/2025 Terminated)Illinois
Registered Investment Advisory firm - (12/14/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/8/2025 Terminated)Texas
Registered Investment Advisory firm - (7/8/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
713 Main Street, Coppell, TX 75019
Mailing Address
Phone number
(214) 427-1427
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 552 |
| AUM (Assets Under Management) | $ 139,765,830 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLLECTIVE WEALTH ADVISORS LLC
CRD#: 289157Lake Charles, LA 70605TRUST BUT VERIFY
Monitor Douglas Burnette
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
