Tina L. Schaaf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Lee Schaaf, who also goes by Tina Loveland Forinash, Tina Lee Loveland, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 2008. Tina had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2008 - May 1, 2015
HIGHLAND PRIVATE WEALTH MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
HIGHLAND PRIVATE WEALTH MANAGEMENT
CRD#: 109532 / SEC#: 801-56450
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 1,325,816,559 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
