MB
Matthew D. Brassfield
CONTINENTAL INVESTORS SERVICES
Caldwell, ID 83605
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CRD#: 5472128
MB
Professional summary
Matthew Donald Brassfield is a registered financial advisor currently at CONTINENTAL INVESTORS SERVICES, INC. located in Caldwell, Idaho.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 1 firm and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Donald Brassfield's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Donald Brassfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2023 - Present
CONTINENTAL INVESTORS SERVICES, INC.
Office #1: 822 Blaine St., Caldwell, ID 83605RIA
BD
CRD#: 29775
Caldwell, ID
Current
February 28, 2023 - Present
CONTINENTAL INVESTORS SERVICES, INC.
Office #1: 822 Blaine St., Caldwell, ID 83605RIA
BD
CRD#: 29775
Caldwell, ID
Past
February 13, 2008 - August 18, 2009
CONTINENTAL INVESTORS SERVICES, INC.
BD
CRD#: 29775
CALDWELL, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONTINENTAL INVESTORS SERVICES, INC.
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775 / SEC#: 801-122737, 8-44523
RIA
Registered Investment Advisory firm - SEC (11/22/2021 Approved)Alaska
Registered Investment Advisory firm - SEC (3/24/2023 Terminated)Arizona
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)California
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2023 Terminated)Idaho
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)New York
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)North Dakota
Registered Investment Advisory firm - SEC (12/7/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/3/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Utah
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Washington
Registered Investment Advisory firm - SEC (4/24/2023 Terminated)Wyoming
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2024)
IAR
Arizona(6/19/2024)
RR
California(3/29/2023)
IAR
California(3/29/2023)
RR
Colorado(6/6/2024)
RR
Florida(6/22/2023)
IAR
Florida(8/27/2025)
RR
Idaho(3/2/2023)
IAR
Idaho(3/29/2023)
RR
Maine(9/9/2024)
RR
Montana(6/22/2023)
RR
Nevada(6/6/2024)
RR
Oklahoma(4/23/2024)
RR
Oregon(3/29/2023)
IAR
Oregon(3/29/2023)
RR
Texas(6/6/2024)
IAR
Texas(6/7/2024)
RR
Utah(6/6/2024)
RR
Washington(3/29/2023)
IAR
Washington(3/29/2023)
RR
Wyoming(2/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONTINENTAL INVESTORS SERVICES, INC.
CIS-WEALTH MANAGEMENT-A DIVISION OF CIS | CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775 / SEC#: 801-122737, 8-44523
RIA
Registered Investment Advisory firm - SEC (11/22/2021 Approved)Alaska
Registered Investment Advisory firm - SEC (3/24/2023 Terminated)Arizona
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)California
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2023 Terminated)Idaho
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/20/2023 Terminated)New York
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)North Dakota
Registered Investment Advisory firm - SEC (12/7/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/3/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Utah
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)Washington
Registered Investment Advisory firm - SEC (4/24/2023 Terminated)Wyoming
Registered Investment Advisory firm - SEC (3/21/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1330 Broadway Street, Longview, WA 98632
Mailing Address
P.o. Box 888, Longview, WA 98632-7552
Phone number
(360) 423-5110
Established
Washington since 12/16/1991
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
14
SEC notice filing (18 States and Territories)
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 605 |
| AUM (Assets Under Management) | $ 196,792,432 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONTINENTAL INVESTORS SERVICES, INC.
CRD#: 29775Caldwell, ID 83605TRUST BUT VERIFY
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