Meena Srinivasan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meena Srinivasan was a registered financial professional .
Meena is a previously registered financial professional and started their career in finance in 2008. Meena had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2010 - July 10, 2012
TD AMERITRADE, INC.
August 19, 2010 - July 10, 2012
TD AMERITRADE, INC.
August 19, 2010 - July 10, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 30, 2008 - April 2, 2009
UBS FINANCIAL SERVICES INC.
March 17, 2008 - April 2, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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