Shane P. Skelly

NORTH COMPASS FINANCIAL ADVISORS

Grand Rapids, MN 55744

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CRD#: 5471944

Professional summary

Shane Patrick Skelly is a registered financial advisor currently at NORTH COMPASS FINANCIAL ADVISORS, LLC located in Grand Rapids, Minnesota.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shane has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; not investment-related; started 2008; approximately 5 hours per month, all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Skelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

NORTH COMPASS FINANCIAL ADVISORS, LLC

Office #1: 21 Ne 5th Street, Suite 301, Grand Rapids, MN 55744

RIA

CRD#: 146626

Grand Rapids, MN

Past

May 20, 2015 - October 3, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

COLERAINE, MN

Past

December 3, 2014 - October 3, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

COLERAINE, MN

Past

February 1, 2008 - December 4, 2014

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

COLERAINE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/2008

General Securities Representative Examination

Current Firm

NORTH COMPASS FINANCIAL ADVISORS, LLC

CRD#: 146626 / SEC#: 801-69206

RIA

Registered Investment Advisory firm - (5/25/2012 Terminated)

Florida

Registered Investment Advisory firm - (4/16/2018 Approved)

Minnesota

Registered Investment Advisory firm - (5/9/2012 Approved)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

21 Ne 5th Street, Suite 301, Grand Rapids, MN 55744

Mailing Address

Phone number

(218) 326-4722

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 93,238,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shane P. Skelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Skelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH COMPASS FINANCIAL ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

LASALLE ST SECURITIES, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2015

Series 63

Date: 2/15/2008

SIE

Date: 10/1/2018

Series 7

Date: 1/31/2008

Current Firm

NORTH COMPASS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH COMPASS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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