AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Marco Rashawn Williams

Marco R. Williams

SCHWAB WEALTH ADVISORY
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5471738
Marco Rashawn Williams

Professional summary

Marco Rashawn Williams, CFP®, who also goes by Marco R Williams, Marco Rashawn Williams, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Atlanta, Georgia and CHARLES SCHWAB & CO., INC. located in Atlanta, Georgia.

Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Marco has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marco R Williams | Marco Rashawn Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Third Mainland Holdings, LLC. | Investment Related:No|Other|Member / Registered Agent|10/11/2024|Less than 20|0|As the primary member, I will be responsible for managing the entity's business activity in line with the LLC's business objective.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Rashawn Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

October 24, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326
RIA
CRD#: 159035
Atlanta, GA
Current

October 23, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326
RIA
BD
CRD#: 5393
Atlanta, GA
Past

September 23, 2020 - September 29, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Charlotte, NC
Past

September 23, 2020 - September 29, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Charlotte, NC
Past

March 9, 2015 - August 26, 2020

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
ORLANDO, FL
Past

May 8, 2012 - April 30, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Orlando, FL
Past

May 7, 2012 - August 26, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Orlando, FL
Past

December 23, 2010 - September 9, 2011

MORGAN STANLEY

RIA
CRD#: 149777
TAMPA, FL
Past

December 22, 2010 - September 9, 2011

MORGAN STANLEY

BD
CRD#: 149777
TAMPA, FL
Past

March 20, 2008 - November 3, 2010

EDWARD JONES

RIA
CRD#: 250
TAMPA, FL
Past

February 25, 2008 - November 3, 2010

EDWARD JONES

BD
CRD#: 250
TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/23/2024)
IAR
Georgia
(10/24/2024)
RR
Massachusetts
(5/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/18/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/20/2025
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/20/2024
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Atlanta, GA 30326

TRUST BUT VERIFY

Monitor Marco Williams

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Robert L Busby
Robert BusbyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Atlanta, GA
TP
Tyrane PerryAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Atlanta, GA
AP
Alexander PaslayAdvisorCheck Check Mark
KESTRA ADVISORY SERVICES, LLC
IAR
RR
Woodstock, GA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.