Darian M. Roopnarine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darian Mark Joel Roopnarine, who also goes by Darian Roopnarine, was a registered financial professional .
Darian is a previously registered financial professional and started their career in finance in 2008. Darian had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2019 - November 6, 2020
AST INVESTMENT SERVICES, INC.
September 14, 2018 - September 14, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 10, 2015 - August 21, 2018
MORGAN STANLEY
November 10, 2015 - August 21, 2018
MORGAN STANLEY
January 2, 2015 - September 23, 2015
MSI FINANCIAL SERVICES, INC.
January 2, 2015 - September 23, 2015
MSI FINANCIAL SERVICES, INC.
June 23, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
January 23, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
August 5, 2013 - September 27, 2013
NEW ENGLAND SECURITIES
August 8, 2008 - February 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2008 - July 3, 2008
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
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