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KA

Kevin R. Attkisson

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CRD#: 5471602
KA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Randall Attkisson, who also goes by Kevin Attkisson, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2008. Kevin had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Attkisson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 30, 2011 - December 31, 2016

HORANG SECURITIES, LLC

BD
CRD#: 6004
LOUISVILLE, KY
Past

November 3, 2008 - December 12, 2022

BLUEGRASS CAPITAL ADVISORS, LLC

RIA
CRD#: 147805
LOUISVILLE, KY
Past

May 20, 2008 - October 13, 2009

C3 INVESTMENT PARTNERS, LLC

RIA
CRD#: 146109
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/27/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/4/2008
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2011
General Securities Principal Examination

Current Firm

HS
HORANG SECURITIES, LLC
CN ROOSEVELT, LLC | ROOSEVELT EQUITY CORPORATION | HORANG SECURITIES, LLC | HORANG ROOSEVELT ADVISORS, LLC

CRD#: 6004 / SEC#: , 8-16608

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
27 W 72nd St #810, New York, NY 10023
Mailing Address
27 W 72nd St #810, New York, NY 10023
Phone number
(646) 884-0847
Established
Delaware since 06/01/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HORANG CAPITAL, LLCSHAREHOLDER
JUNG, ARNOLD JAEHYOUNCEO / CCO4914350
MEGENITY, BRIAN MCDONALDFINOP/CFO2889637

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORANG SECURITIES, LLC

CRD#: 6004

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