KA
Kevin R. Attkisson
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CRD#: 5471602
KA
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Randall Attkisson, who also goes by Kevin Attkisson, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2008. Kevin had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kevin Attkisson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I have ongoing outside business activities with: Bluegrass Financial Holdings (BFH)located at 3309 Collins Lane, Louisville, KY 40245. As Managing Member, I am responsible for the overall success of the business. BFH is investment related. BFH serves as the holding company to Bluegrass Capital Advisors, Bluegrass Capital Partners, Bluegrass Investment Partners, Bluegrass Investment Real Estate Services, and Bluegrass Technology Holdings. I devote approximately 160 hours per month to this business. I started my relationship with BFH in December of 2010. I have ongoing outside business activities with Bluegrass Capital Partners (BCP), a company owned by BFH. BCP is located at 3309 Collins Lane, Louisville, KY 40245. I am a manager and indirect owner through my membership interest in the holding company. BCP is an investment company focused on real estate assets. I devote approximately 0 hours per month to the company as it is purely a pass-through entity. I began my relationship with BCP in June of 2008. Bluegrass Investment Partners (BIP), a company owned by BFH. BIP is located at 3309 Collins Lane, Louisville, KY 40245. I am a manager and indirect owner through my membership interest in the holding company. BIP buys and sells real estate. I devote approximately 40 hours per month to the company, the hours of which are included as a part of my time listed for the holding company above. I began my relationship with BIP in June of 2010. Bluegrass Technology Holdings (BTH), a shell company that doesn't currently conduct business. It is owned by BFH listed above. BTH is located at 3309 Collins Lane, Louisville, KY 40245. I am a manager and indirect owner through my membership interest in the holding company. I devote 0 hours per month to the company. I began my business relationship with BTH in January of 2011. Bluegrass Investment Real Estate Services (BIRES), a real estate brokerage company owned by BFH. This is a business that represents buyers and sellers in real estate transactions for a fee. BIRES is located at 3309 Collins Lane, Louisville, KY 40245. Other than indirect ownership through BFH, I do not have an active role with BIRES. I began my business relationship with BIRES in April of 2013. Kentucky Flyers Cycling, Inc. dba Texas Roadhouse Cycling Team (TRH), a non-profit focused on bicycle safety. I am a director of the group. TRH is a non-investment related company which participates in bicycle races and kids bicycle safety. TRH is located at 3107 Dundee Road Louisville, KY 40205. I devote 15 hours per month to this business. I began my business relationship with TRH in June of 2000. Appalachian Music Project (AMP), a non-profit that awards collegiate scholarships to qualified recipients. AMP is a non-investment related company. AMP is located at P.O. Box 7572 Louisville, KY 40257. I serve as a board member and devote 5 hours per month. I began my business relationship with AMP in January of 2015. The following non-investment related entities: (1) SFR II, LLC (start date 10/26/2016 | 20 hr/month): A holding company that owns my interest in the restaurant operating companies listed below. (2) SFR II Holdings, LLC (start date 10/26/2016 | 10 hr/month): A restaurant management company of which I am the manager. (3) SFR III Holdings, LLC (start date 10/3/2017 | 10 hr/month): A restaurant operating company comprised of seven locations in Wisconsin, of which I am the manager. (4) Manna Capital Partners (start date 6/22/2015 | 30 hr/month): A restaurant mergers & acquisitions company of which I am the manager. (5) KYMBB LLC (start date 03/1/2018 | 10 hr/month): Restaurant holding company. (6) Bluegrass Restaurant Holdings I LLC (start date 03/01/2018 | 10 hr/month): Restaurant holding company. All are located at 3309 Collins Lane, Louisville, Kentucky 40245.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 30, 2011 - December 31, 2016
HORANG SECURITIES, LLC
BD
CRD#: 6004
LOUISVILLE, KY
Past
November 3, 2008 - December 12, 2022
BLUEGRASS CAPITAL ADVISORS, LLC
RIA
CRD#: 147805
LOUISVILLE, KY
Past
May 20, 2008 - October 13, 2009
C3 INVESTMENT PARTNERS, LLC
RIA
CRD#: 146109
LOUISVILLE, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HS
HORANG SECURITIES, LLC
CN ROOSEVELT, LLC | ROOSEVELT EQUITY CORPORATION | HORANG SECURITIES, LLC | HORANG ROOSEVELT ADVISORS, LLC
CRD#: 6004 / SEC#: , 8-16608
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
27 W 72nd St #810, New York, NY 10023
Mailing Address
27 W 72nd St #810, New York, NY 10023
Phone number
(646) 884-0847
Established
Delaware since 06/01/1971
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
