Clifton A. Nail

OAKWORTH ASSET MANAGEMENT

BIRMINGHAM, AL 35209

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CRD#: 5470689

Professional summary

Clifton Andrew Nail, CFP®, who also goes by Cliff Nail, is a registered financial advisor currently at OAKWORTH ASSET MANAGEMENT, LLC located in Birmingham, Alabama.

Clifton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Clifton has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cliff Nail

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Wealth Management Client Advisor; 10/2023; 160 hours/month, 160 hours/month during securities trading hours; Wealth Management Client Advisor. 2. GREATER BIRMINGHAM HUMANE SOCIETY, BOARD MEMBER; IMPACT FAMILY COUNSELING, BOARD MEMBER / TREASURER, NOT A SIGNER ON THE BANK ACCOUNTS AND NO CHECK WRITING AUTHORITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton Andrew Nail's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 1, 2025 - Present

OAKWORTH ASSET MANAGEMENT, LLC

Office #1: 850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

RIA

CRD#: 335388

BIRMINGHAM, AL

Past

February 20, 2019 - March 22, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BIRMINGHAM, AL

Past

January 1, 2019 - March 22, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BIRMINGHAM, AL

Past

February 10, 2009 - March 16, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

BIRMINGHAM, AL

Past

April 21, 2008 - December 3, 2008

EDWARD JONES

RIA

CRD#: 250

LAKE VIEW, AL

Past

February 25, 2008 - December 3, 2008

EDWARD JONES

CRD#: 250

LAKE VIEW, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/1/2025)

IAR

Texas
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/28/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2008

General Securities Representative Examination

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

CRD#: 335388 / SEC#: 801-132789

RIA

Registered Investment Advisory firm - (7/1/2025 120-Day Approval)

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Contact information

Main Address

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209

Mailing Address

Phone number

(205) 263-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OAKWORTH ASSET MANAGEMENT, LLC (10/29/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 757,410,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Clifton A. Nail

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton Andrew Nail's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

MML INVESTORS SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2019

Series 7TO

Date: 12/28/2018

SIE

Date: 11/21/2018

Series 7

Date: 2/22/2008

Current Firm

OAKWORTH ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWORTH ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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