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MA

Mostafizur R. Ahmed

WEBULL FINANCIAL LLC
St. Petersburg, FL 33716
Some features on this profile are disabled
CRD#: 5470511
MA

Professional summary

Mostafizur Rahman Ahmed, who also goes by Max Ahmed, is a registered financial professional currently at WEBULL FINANCIAL LLC located in St. Petersburg, Florida.

Mostafizur is registered as a RR (Registered Representative) and started their career in finance in 2008. Mostafizur has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 34, Series 3, SIE, Series 55, Series 7, Series 27, Series 30, Series 53, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Max Ahmed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mostafizur Rahman Ahmed's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2024 - Present

WEBULL FINANCIAL LLC

Office #1: 200 Carillon Pkwy Floor 4, St. Petersburg, FL 33716
BD
CRD#: 289063
St. Petersburg, FL
Past

March 30, 2016 - December 4, 2024

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC
Past

February 5, 2010 - March 29, 2016

MB TRADING

BD
CRD#: 30330
EL SEGUNDO, CA
Past

September 30, 2008 - August 12, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LOS ANGELES, CA
Past

April 29, 2008 - August 8, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 34
Date: 4/30/2022
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 3/12/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/24/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/28/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/5/2018
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 8/26/2017
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/5/2017
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/29/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/10/2017
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WEBULL FINANCIAL LLC
WEBULL FINANCIAL LLC

CRD#: 289063 / SEC#: , 8-69978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
44 Wall Street 2nd Floor, New York, NY 10005
Mailing Address
44 Wall Street 2nd Floor, New York, NY 10005
Phone number
(917) 725-2448
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEBULL HOLDINGS (US) INC.OWNER/ MANAGING MEMBER
DENIER, ANTHONY MICHAELCHIEF EXECUTIVE OFFICER3260208
ENGELSOHN, MOSHE BINYAMINFINOP / CHIEF FINANCIAL OFFICER2504044
KEATING, JOHNCHIEF COMPLIANCE OFFICER7087074
LU, SHENCHIEF OPERATING OFFICER4640530

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEBULL FINANCIAL LLC

CRD#: 289063St. Petersburg, FL 33716

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