SR
Simon C. Rosenberg
HOMESTEAD FINANCIAL PARTNERS
Tampa, FL
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CRD#: 5470488
SR
Professional summary
Simon Cawthon Rosenberg is a registered financial advisor currently at HOMESTEAD FINANCIAL PARTNERS located in Tampa, Florida.
Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Simon has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/01/2015: Investor in Allegheny BC Two, which owns several apartment complexes. Business address is 121 Edgewood Ave #2, Pittsburgh PA, 15218. This item is not investment-related and requires no hours or work as part of the passive investment.
CRS (Client Relationship Summary) - RIA
Click below to view Simon Cawthon Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2020 - Present
HOMESTEAD FINANCIAL PARTNERS
RIA
CRD#: 306371
Tampa, FL
Past
February 13, 2008 - January 15, 2019
SNOW CAPITAL MANAGEMENT, L.P.
RIA
CRD#: 106516
SEWICKLEY, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/21/2020)
Exams
Current Firm
HF
HOMESTEAD FINANCIAL PARTNERS
HOMESTEAD FINANCIAL LLC | HOMESTEAD FINANCIAL PARTNERS
CRD#: 306371 / SEC#:
Florida
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Contact information
Main Address
Tampa, FL
Mailing Address
Phone number
(850) 339-7345
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 17,025,926 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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