Ryan C. O'shea

COTTONWOOD ASSET MANAGEMENT LLC

SALT LAKE CITY, UT 84124

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CRD#: 5470484

Professional summary

Ryan Christian O'shea, who also goes by Ryan Oshea, is a registered financial advisor currently at COTTONWOOD ASSET MANAGEMENT LLC located in Salt Lake City, Utah.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Oshea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/2008-PRESENT;PRINCIPAL OF O'SHEA ADVISORY GROUP, FOR INCOME FROM LIFE AND HEALTH INSURANCE; 30 HOURS PER MONTH. 10/2012-PRESENT;MANAGER OF LA SAL MANAGEMENT, LLC, BUSINESS OF LENDING FOR SECURED MONEY; 1 HOURS; NON INVESTMENT RELATED AND NO LOANS TO CLIENTS. 10/2012-PRESENT;MEMBER OF BLUE STREET, LLC, A FAMILY ESTATE PLANNING LLC LESS THAN 1 HOUR PER MONTH NOT CLIENT RELATED- PERSONAL LLC. 10/2014-PRESENT; MEMBER OF LA SAL PROPERTIES LLC, SOLE PURPOSE IS TO CONDUCT REAL ESTATE INVESTMENTS ON BEHALF OF THE O'SHEA FAMILY. SPENDS LESS THAN 1 HOUR NOT CLIENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Christian O'shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2018 - Present

COTTONWOOD ASSET MANAGEMENT LLC

Office #1: 4505 South Wasatch Blvd #300, Salt Lake City, UT 84124

RIA

CRD#: 153036

SALT LAKE CITY, UT

Past

February 27, 2017 - August 13, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

Salt Lake City, UT

Past

April 1, 2014 - February 23, 2017

GARDA FINANCIAL

RIA

CRD#: 170354

SALT LAKE CITY, UT

Past

December 14, 2009 - July 3, 2014

FORTIUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 128060

SALT LAKE CITY, UT

Past

January 21, 2009 - December 10, 2009

USA WEALTH MANAGEMENT LLC

RIA

CRD#: 122082

SANDY, UT

Past

January 23, 2008 - August 19, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/2008

General Securities Representative Examination

Current Firm

COTTONWOOD ASSET MANAGEMENT LLC

COTTONWOOD ASSET MANAGEMENT | COTTONWOOD CAPITAL | COTTONWOOD ASSET MANAGEMENT LLC

CRD#: 153036 / SEC#:

Texas

Registered Investment Advisory firm - (3/27/2019 Conditional Restricted)

Utah

Registered Investment Advisory firm - (6/9/2010 Approved)

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Contact information

Main Address

4505 South Wasatch Blvd #300, Salt Lake City, UT 84124

Mailing Address

2915 E Jennie Lane, Holladay, UT 84117

Phone number

(801) 520-1353

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 13,384,036

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan C. O'shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Christian O'shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

COTTONWOOD ASSET MANAGEMENT LLC

ALLEGIS INVESTMENT ADVISORS, LLC

GARDA FINANCIAL

FORTIUS FINANCIAL ADVISORS, LLC

USA WEALTH MANAGEMENT LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2009

Series 63

Date: 1/29/2008

Series 7

Date: 1/22/2008

Current Firm

COTTONWOOD ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COTTONWOOD ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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