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Patrick H. Cerrato

ALLSPRING FUNDS MANAGEMENT
Rockville Centre, NY
CRD#: 5470477
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Patrick Henry CerratoALLSPRING FUNDS MANAGEMENT

Professional summary

Patrick Henry Cerrato, CIMA®, who also goes by Patrick H Cerrato, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Rockville Centre, New York and ALLSPRING FUNDS DISTRIBUTOR, LLC located in New York, New York.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Patrick has worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patrick H Cerrato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary) - RIA

Click below to view Patrick Henry Cerrato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

November 29, 2024 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #2: 330 Madison Avenue 35th Floor, New York, NY 10017
RIA
CRD#: 110841
Rockville Centre, NY
Current

November 27, 2024 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 330 Madison Avenue 35th Floor, New York, NY 10017
BD
CRD#: 133366
NEW YORK, NY
Past

August 4, 2009 - November 27, 2024

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

March 11, 2009 - November 27, 2024

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

January 28, 2008 - March 6, 2009

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/27/2024)
IAR
New York
(11/29/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/26/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information

Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
714

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 20, 2026 2A BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts10,118
AUM (Assets Under Management)$ 324,654,889,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841Rockville Centre, NY

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