Mark W. O'guinn

Q4 STRATEGIC EQUITY ADVISORS

Roseville, CA 95661

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CRD#: 5470265

Professional summary

Mark William O'guinn, who also goes by Mark William Oguinn, is a registered financial advisor currently at Q4 STRATEGIC EQUITY ADVISORS INC. located in Roseville, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark William Oguinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark O'Guinn licensed insurance agent with the State of California Not investment-related 3017 Douglas Blvd Ste 300 ROSEVILLE,CA 95661 NATURE OF BUSINESS IS life insurance and annuities. TITLE IS Owner START DATE IS 04/2007 APPROXIMATE HOURS ARE 5/WEEK DURING TRADING HOURS 1/WEEK DUTIES ARE EXECUTIVE IN NATURE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William O'guinn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2019 - Present

Q4 STRATEGIC EQUITY ADVISORS INC.

Office #1: 3017 Douglas Blvd Ste. 300, Roseville, CA 95661

RIA

CRD#: 146071

Roseville, CA

Past

February 6, 2008 - December 31, 2018

Q4 STRATEGIC EQUITY ADVISORS INC.

RIA

CRD#: 146071

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2007

Uniform Investment Adviser Law Examination

Current Firm

Q4 STRATEGIC EQUITY ADVISORS INC.

Q4 STRATEGIC EQUITY ADVISORS INC | STRATEGIC EQUITY ADVISORS, INC. | Q4 STRATEGIC EQUITY ADVISORS INC.

CRD#: 146071 / SEC#:

California

Registered Investment Advisory firm - (1/11/2019 Approved)

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Contact information

Main Address

3017 Douglas Blvd Ste. 300, Roseville, CA 95661

Mailing Address

440 N Barranca Ave Ste 6962, Covina, CA 91723

Phone number

(916) 784-2100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 2,155,469

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark W. O'guinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William O'guinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

Q4 STRATEGIC EQUITY ADVISORS INC.

Q4 STRATEGIC EQUITY ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2007

Current Firm

Q4 STRATEGIC EQUITY ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

Q4 STRATEGIC EQUITY ADVISORS INC.

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