Robert R. Schmidt

M&A SECURITIES GROUP

Kansas City, MO 64116

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CRD#: 5470089

Professional summary

Robert Russell Schmidt, who also goes by Robert Schmidt, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Kansas City, Missouri.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Association for Corporate Growth;1341 W. Broad St Stratford CT 06615;networking platform for the middle market dealmaking community;Member of IB / PE Committee;9/2/19;2 hr/wk;not during securities trading hours; not investment related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Russell Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2023 - Present

M&A SECURITIES GROUP, INC.

Office #1: 4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116

CRD#: 39999

Kansas City, MO

Past

May 26, 2021 - October 25, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NEW YORK, NY

Past

March 31, 2017 - October 25, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

September 10, 2012 - April 4, 2017

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

October 1, 2008 - August 18, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

MORRISTOWN, NJ

Past

March 31, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/16/2023)

Exams

State Security Law Exam

Series 63

Date: 9/10/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/8/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 3/28/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

M&A SECURITIES GROUP, INC.

M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.

CRD#: 39999 / SEC#: , 8-48926

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116

Mailing Address

4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116

Phone number

(816) 888-7920

Established

Kansas since 12/18/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (48 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PASTORINO, JESSICA BROOK	PRESIDENT, CCO	5230374
BURCH, JACOB RANDAL	OWNER	6049983
BURCH, JENIFER LOU	FINANCIAL AND OPERATIONS PRINCIPAL	5796387

Red Flags

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Robert R. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Russell Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

JEFFERIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/2012

SIE

Date: 10/1/2018

Series 79

Date: 9/8/2012

Series 7

Date: 3/28/2008

FINRA

Current Firm

M&A SECURITIES GROUP, INC.

Contact information

FINRA licenses (48 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

M&A SECURITIES GROUP, INC.

TRUST BUT VERIFY

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