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Christopher Stephen Uzdavinis

CRD# 5470024·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Stephen Uzdavinis was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2016 - 2025. Christopher had worked at 1 firm and has passed the SIE and Series 57 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

IMC FINANCIAL MARKETS·CRD# 104143
BD
Chicago, IL
November 1, 2016 - January 17, 2025

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Current Firm

IF
IMC FINANCIAL MARKETS

HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: 8-52600
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 South Wacker Drive #4300, Chicago, IL 60606

Mailing Address

233 South Wacker Drive #4300, Chicago, IL 60606

Phone Number

(312) 244-3300

Established

Illinois since 04/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS, INC.MEMBER—
DOWNEY, JASON EDWARDCCO6080734
GRAY, KYLE JAMESCEO5340244
HOFFMAN, ADAM MICHAELCOO5579229
SALTZMAN, CRAIGCFO, PFO, POO5529468
TAYLOR, LAURA DENISEFINOP7116097

Disclosures

Regulatory Event

40

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Nov 2016About the Series 57 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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