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CD

Christian J. Doule

AVAII WEALTH MANAGEMENT
Appleton, WI 54913
Some features on this profile are disabled
CRD#: 5469878
CD

Professional summary

Christian James Doule, ChFC®, CLU® is a registered financial advisor currently at AVAII WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christian has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Christian Doule is dually-registered as an Investment Advisor Representative with Avaii Wealth Management, LLC ("Avaii" -- since 09/2018) and as a Registered Representative with Private Client Services, LLC ("PCS" -- since 09/2018). All business is conducted from 2101 N Casaloma Dr, Appleton, WI 54913. Approximately 90% of Mr. Doule's time is for services as an Investment Advisor Representative and the balance as a Registered Representative. Avaii and PCS are not affiliated entities. 2) Christian Doule is also a licensed insurance professional conducting business from the same business address. Less than 5% of Mr. Doule's time is for services as an insurance professional. 3) Christian Doule is the Manager of Doule Noted, LLC. This entity is used to receive rent payments for the office space owned by Christian Doule. Less than 5% of Mr. Doule's time is for services as owner of Doule Noted, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian James Doule's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

September 6, 2018 - Present

AVAII WEALTH MANAGEMENT, LLC

Office #1: 2101 N Casaloma Dr, Appleton, WI 54913
RIA
CRD#: 298165
Appleton, WI
Past

September 6, 2018 - September 1, 2023

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
APPLETON, WI
Past

February 9, 2010 - September 6, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
APPLETON, WI
Past

May 26, 2008 - September 6, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVAII WEALTH MANAGEMENT, LLC
AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA
Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(9/6/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/8/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/28/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/23/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AW
AVAII WEALTH MANAGEMENT, LLC
AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA
Registered Investment Advisory firm - (9/6/2018 Approved)
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Contact information

Main Address
2101 N Casaloma Dr, Appleton, WI 54913
Mailing Address
Phone number
(920) 214-1212
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVAII DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (8/20/2025)

Regulatory assets under management

Total Number of Accounts2,402
AUM (Assets Under Management)$ 442,587,428

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165Appleton, WI 54913

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