Walter E. Lewis
Professional summary
Walter Elliot Lewis, who also goes by Elliot Lewis, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mt Pleasant, South Carolina.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Walter has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Elliot Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 235 Magrath Darby Blvd Ste 330, Mt Pleasant, SC 29464May 12, 2008 - September 4, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2021)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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