Patrick R. Kelly

ARIES FINANCIAL NAVIGATORS

LITITZ, PA 17543

Some features on this profile are disabled

CRD#: 5469715

Professional summary

Patrick Ryan Kelly, CFP® is a registered financial advisor currently at ARIES FINANCIAL NAVIGATORS, INC. located in Lititz, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Core Areas of Focus

Baby Boomers

Business Owners

Charitable Giving

College/Education Planning

Entrepreneurs

Estate & Generational Planning Issues

Biography

I am a Lititz native and grew up in a family of 7.  From a young age, I have always found satisfaction in a diligent work ethic and accomplishing any job to the best of my ability.  From ages 12 to 16, I delivered the morning newspaper to homes in the Butterfly Acres and Libramont neighborhoods. Then, like many local teens, I worked at one of the area grocery stores & then at one of the many great retirement communities during my high school and college years.

My wife, Megan, and I live in Lititz with our son & are excited to be welcoming a daughter later this year.  Outside of the world of financial planning, I enjoy running & participating in obstacle course races, spending time with family, & watching movies & live music.

Question & Answer

What are your service offerings?

Investment Planning

Tax Planning

Estate Planning

Health Care

Retirement Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 9, 2019 - Present

ARIES FINANCIAL NAVIGATORS, INC.

Office #1: 201 Rock Lititz Blvd Suite #54, Lititz, PA 17543

RIA

CRD#: 301218

LITITZ, PA

Past

October 26, 2015 - February 8, 2019

RODGERS & ASSOCIATES

RIA

CRD#: 121700

Lancaster, PA

Past

July 12, 2011 - June 26, 2015

LEHMAN FINANCIAL RESOURCES, INC.

RIA

CRD#: 139500

MEDIA, PA

Past

June 24, 2008 - January 12, 2010

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

BERWYN, PA

Past

May 19, 2008 - January 12, 2010

M HOLDINGS SECURITIES, INC.

CRD#: 43285

BERWYN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/9/2019)

IAR

Texas
(10/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/2008

General Securities Representative Examination

Current Firm

ARIES FINANCIAL NAVIGATORS, INC.

CRD#: 301218 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/9/2019 Approved)

Texas

Registered Investment Advisory firm - (9/28/2020 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

201 Rock Lititz Blvd Suite #54, Lititz, PA 17543

Mailing Address

Phone number

(717) 621-8914

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 74,218,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick R. Kelly

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ryan Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIES FINANCIAL NAVIGATORS, INC.

RODGERS & ASSOCIATES

LEHMAN FINANCIAL RESOURCES, INC.

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2008

Series 7

Date: 5/15/2008

Current Firm

ARIES FINANCIAL NAVIGATORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARIES FINANCIAL NAVIGATORS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors