Stephanie A. Murray

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CRD#: 5469680

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Amundsen Murray, who also goes by Stephanie Elizabeth Amundsen, Stephanie A Murray, was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 2010. Stephanie had worked at 22 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephanie Elizabeth Amundsen | Stephanie A Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2023 - August 29, 2024

PROFOR ADVISORS

CRD#: 136084

RYE BROOK, NY

Past

April 5, 2017 - August 21, 2023

BURPEE DEL SIMONE CAPITAL MARKETS LLC

CRD#: 282431

BOSTON, MA

Past

August 23, 2016 - April 3, 2019

TOP CAPITAL ADVISORS, INC.

CRD#: 166881

INGLEWOOD, CA

Past

November 10, 2015 - September 20, 2016

BAYES CAPITAL LLC

CRD#: 159644

WESTWOOD, NJ

Past

November 9, 2015 - September 20, 2016

BARDOWN CAPITAL LLC

CRD#: 158970

OLD TAPPAN, NJ

Past

May 12, 2015 - February 4, 2025

COMMERCE ONE FINANCIAL INC.

CRD#: 100340

SYOSSET, NY

Past

May 4, 2015 - June 5, 2015

CENTENIUM ADVISORS, LLC

CRD#: 135778

NEW YORK, NY

Past

July 2, 2014 - May 11, 2015

MISSION CAPITAL LLC

CRD#: 148006

NEW YORK, NY

Past

October 31, 2012 - December 15, 2015

MERCOR SECURITIES LLC

CRD#: 149016

NEW YORK, NY

Past

October 24, 2011 - August 31, 2020

ALLEGRO SECURITIES LLC

CRD#: 139514

SAN ANTONIO, TX

Past

July 15, 2011 - February 15, 2012

ALTRUSHARE SECURITIES LLC

CRD#: 136392

MANCHESTER, VT

Past

June 29, 2011 - October 26, 2012

ALEXANDER CAPITAL, L.P.

CRD#: 40077

RED BANK, NJ

Past

June 15, 2011 - March 24, 2016

GROUPARGENT SECURITIES, LLC

CRD#: 136159

NEW YORK, NY

Past

December 3, 2010 - November 8, 2019

RACE ROCK CAPITAL LLC

CRD#: 153363

WINCHESTER, MA

Past

September 16, 2010 - January 17, 2012

SEMAZA SECURITIES, LLC

CRD#: 139548

BROOKLYN, NY

Past

August 20, 2010 - March 22, 2018

PROFOR ADVISORS

CRD#: 136084

NEW YORK, NY

Past

August 9, 2010 - February 20, 2016

CAPFI PARTNERS LLC

CRD#: 113795

NEW YORK, NY

Past

July 14, 2010 - January 8, 2013

NW ADVISORS LLC

CRD#: 136740

LOCUST VALLEY, NY

Past

May 26, 2010 - June 14, 2018

THOMAS P. REYNOLDS SECURITIES LTD.

CRD#: 6414

NEW YORK, NY

Past

May 11, 2010 - September 24, 2013

NCB SECURITIES, LLC

CRD#: 145896

NEW YORK, NY

Past

May 4, 2010 - November 3, 2021

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

SPRINGFIELD, NJ

Past

April 29, 2010 - December 8, 2016

MCBARRON CAPITAL LLC

CRD#: 131431

NEW YORK, NY

Past

April 28, 2010 - October 7, 2010

BSG MARKETS LLC

CRD#: 127137

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/31/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 11/16/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 4/27/2010

Financial and Operations Principal Examination

Current Firm

PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone number

(646) 202-2969

Established

New York since 06/03/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEARA, PATRICK JAMES JR	MANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1544243
MAHALA, THOMAS GERARD	REGISTERED PRINCIPAL	1600103
OMEARA, PATRICK JAMES JR	AML COMPLIANCE PRINCIPAL	1544243
POLLOCK, MARTIN JAY	FINOP	1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephanie A. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BURPEE DEL SIMONE CAPITAL MARKETS LLC

TOP CAPITAL ADVISORS, INC.

BAYES CAPITAL LLC

BARDOWN CAPITAL LLC

COMMERCE ONE FINANCIAL INC.

CENTENIUM ADVISORS, LLC

MISSION CAPITAL LLC

MERCOR SECURITIES LLC

ALLEGRO SECURITIES LLC

ALTRUSHARE SECURITIES LLC

ALEXANDER CAPITAL, L.P.

GROUPARGENT SECURITIES, LLC

RACE ROCK CAPITAL LLC

SEMAZA SECURITIES, LLC

PROFOR ADVISORS

CAPFI PARTNERS LLC

NW ADVISORS LLC

THOMAS P. REYNOLDS SECURITIES LTD.

NCB SECURITIES, LLC

FOX CHASE CAPITAL PARTNERS, LLC

MCBARRON CAPITAL LLC

BSG MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2010

Series 7TO

Date: 5/31/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 11/16/2022

Series 27

Date: 4/27/2010

Current Firm

PROFOR ADVISORS

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PROFOR ADVISORS

TRUST BUT VERIFY

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