Alistair G. Toward
Professional summary
Alistair George Toward Mr, who also goes by Alistair George Toward, is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .
Alistair is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Alistair has worked at 3 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alistair George Toward Mr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2018 - Present
RBC PRIVATE COUNSEL (USA) INC.
Office #1: 333 7th Avenue Sw 14th Floor, Calgary, Alberta, T2P 2Z1March 11, 2008 - March 5, 2009
THOMAS WEISEL PARTNERS LLC
March 4, 2008 - March 7, 2008
THOMAS WEISEL PARTNERS (USA) INC.
Primary Firm SEC Registration
RBC PRIVATE COUNSEL (USA) INC.
CRD#: 109648 / SEC#: 801-55491
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2018)
Exams
Current Firm
RBC PRIVATE COUNSEL (USA) INC.
CRD#: 109648 / SEC#: 801-55491
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,556 |
| AUM (Assets Under Management) | $ 6,827,149,933 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/28/2023 | ||
| 01/27/2023 |
Red Flags
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