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Roxanne Theodoropoulos

Roxanne Theodoropoulos

CAPSTONEWEALTH
OXFORD, FL 34484
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CRD#: 5469335
Roxanne Theodoropoulos

Professional summary


Roxanne Theodoropoulos, CFP®, who also goes by Roxanne Theodoropolous, Roxanne VIllarreal, is a registered financial advisor currently at CAPSTONEWEALTH located in Oxford, Florida.

Roxanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Roxanne has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Roxanne Theodoropolous | Roxanne Villarreal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. American Senior Benefits | Investment related | 510 CO RD 466 Suite 103A The Villages FL 32159 | Insurance Agent | Medicare, Life, and annuity | Sales | 7/10/2020 | 120 hours a month | 36 hours during security trading hours / per week | Selling life insurance, Medicare, and annuities. Working with clients.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Roxanne Theodoropoulos's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2010

Experience


Current

May 24, 2024 - Present

CAPSTONEWEALTH

Office #1: 11031 N Us Hwy 301 Suite 103, Oxford, FL 34484
RIA
CRD#: 328380
OXFORD, FL
Past

December 21, 2020 - May 30, 2024

GRADIENT ADVISORS, LLC

RIA
CRD#: 152665
The Villages, FL
Past

March 3, 2008 - May 5, 2017

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
TAMPA, FL
Past

February 25, 2008 - May 5, 2017

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/24/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/12/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CA
CAPSTONEWEALTH
CAPSTONEWEALTH | THEO THRIVE FINANCIAL, LLC | CAPSTONEWEALTH, LLC

CRD#: 328380 / SEC#:

Florida
Registered Investment Advisory firm - (5/24/2024 Approved)
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Contact information


Main Address
11031 N Us Hwy 301 Suite 103, Oxford, FL 34484
Mailing Address
Phone number
(813) 763-5670
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts55
AUM (Assets Under Management)$ 23,133,240

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPSTONEWEALTH

CRD#: 328380Oxford, FL 34484

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