MD
Melissa Dupre
THRIVENT INVESTMENT MANAGEMENT
North Branch, MN
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CRD#: 5469292
MD
Professional summary
Melissa Dupre, who also goes by Melissa Marie Dupre, Melissa Marie Tyrrell Dupre, Melissa Marie Tyrrell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in North Branch, Minnesota.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Melissa has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Marie Dupre | Melissa Marie Tyrrell Dupre | Melissa Marie Tyrrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MC FAMILY RENTALS LLC POSITION: Landlord NATURE: This LLC was set up to manage a rental property at 39092 3rd Ave, North Branch, MN 55056 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: 7801 277th Avenue NE, North Branch MN 55056, United States DESCRIPTION: I rent a property and receive rent income. DEXTER'S FARM LLC POSITION: Landlord NATURE: Farmland rental. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 7801 277th Avenue NE, North Branch MN 55056, United States DESCRIPTION: Rent farmland
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Dupre's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Melissa Dupre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
North Branch, MN
Current
November 29, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
January 25, 2018 - April 27, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MINNEAPOLIS, MN
Past
January 25, 2018 - April 27, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MINNEAPOLIS, MN
Past
November 2, 2017 - January 25, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MINNEAPOLIS, MN
Past
November 2, 2017 - January 25, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
August 14, 2015 - August 9, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAKE ELMO, MN
Past
May 6, 2015 - August 9, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAKE ELMO, MN
Past
September 23, 2009 - December 1, 2014
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
MAPLEWOOD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/6/2020)
RR
Alaska(5/12/2022)
RR
Arizona(2/6/2020)
RR
Arkansas(2/6/2020)
RR
California(2/6/2020)
RR
Colorado(2/6/2020)
RR
Connecticut(2/6/2020)
RR
Delaware(2/6/2020)
RR
District of Columbia(2/6/2020)
IAR
District of Columbia(2/19/2020)
RR
Florida(2/6/2020)
RR
Georgia(2/6/2020)
RR
Hawaii(5/12/2022)
RR
Idaho(2/6/2020)
RR
Illinois(2/6/2020)
RR
Indiana(2/6/2020)
RR
Iowa(2/6/2020)
RR
Kansas(2/6/2020)
RR
Kentucky(2/6/2020)
RR
Louisiana(2/6/2020)
RR
Maine(2/6/2020)
RR
Maryland(2/6/2020)
RR
Massachusetts(2/6/2020)
RR
Michigan(2/6/2020)
RR
Minnesota(11/29/2018)
IAR
Minnesota(11/29/2018)
RR
Mississippi(2/6/2020)
RR
Missouri(2/6/2020)
RR
Montana(2/6/2020)
RR
Nebraska(2/6/2020)
RR
Nevada(2/6/2020)
RR
New Hampshire(2/6/2020)
RR
New Jersey(2/6/2020)
RR
New Mexico(2/6/2020)
RR
New York(2/6/2020)
RR
North Carolina(2/6/2020)
RR
North Dakota(2/6/2020)
RR
Ohio(2/6/2020)
RR
Oklahoma(2/6/2020)
IAR
Oklahoma(2/6/2020)
RR
Oregon(2/6/2020)
RR
Pennsylvania(2/6/2020)
RR
Rhode Island(2/6/2020)
RR
South Carolina(2/6/2020)
RR
South Dakota(2/6/2020)
RR
Tennessee(5/12/2022)
RR
Texas(2/6/2020)
IAR
Texas(2/6/2020)
RR
Utah(2/6/2020)
RR
Vermont(2/6/2020)
RR
Virginia(2/6/2020)
RR
Washington(2/6/2020)
RR
West Virginia(2/6/2020)
RR
Wisconsin(2/6/2020)
RR
Wyoming(2/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
