Nathan D. Smith
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
COLUMBUS, OH
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CRD#: 5468995
Professional summary
Nathan David Smith, CFA, who also goes by Nathan Smith, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Columbus, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Columbus, Ohio.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Nathan has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
My approach to investing and financial planning will always be unique to what you want to work towards. I will partner with you to help build a roadmap from where you are today to where you want to be in the future. I take pride in my ability to communicate complex investment strategies simply, so you have confidence in the plan. I welcome all people and families. Happily married to a physician, have a 5-year-old boy, & love watching Cleveland sports.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan David Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Toledo
Master of Business Administration (MBA) - Finance
2012
Miami University
Bachelor of Arts (BA) - Zoology
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240RIA
CRD#: 104555
COLUMBUS, OH
Current
July 29, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1324 Polaris Pkwy Polaris Fashion Place, Columbus, OH 43240BD
CRD#: 7784
Columbus, OH
Past
August 25, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLUMBUS, OH
Past
May 1, 2018 - July 14, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
COLUMBUS, OH
Past
May 1, 2018 - July 14, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
COLUMBUS, OH
Past
February 27, 2018 - April 16, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
DUBLIN, OH
Past
February 26, 2018 - April 16, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAHA, NE
Past
February 26, 2018 - April 16, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
DUBLIN, OH
Past
February 24, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
December 10, 2008 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
DUBLIN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/28/2022)
RR
Colorado(8/8/2022)
RR
Florida(7/29/2021)
RR
Illinois(9/28/2021)
RR
Indiana(8/20/2024)
RR
Kentucky(7/19/2024)
RR
Maryland(1/4/2023)
RR
Massachusetts(9/9/2022)
RR
Michigan(5/6/2022)
RR
Minnesota(10/27/2022)
RR
Missouri(10/26/2022)
RR
New York(11/2/2021)
RR
North Carolina(8/14/2023)
RR
Ohio(7/29/2021)
IAR
Ohio(3/31/2025)
RR
Oklahoma(8/5/2025)
RR
Pennsylvania(1/4/2024)
RR
South Carolina(10/8/2021)
RR
South Dakota(11/2/2021)
RR
Tennessee(9/22/2022)
RR
Texas(3/4/2022)
IAR
Texas(3/31/2025)
RR
Virginia(10/8/2021)
RR
West Virginia(7/29/2021)
RR
Wisconsin(1/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Columbus, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
