Luis H. Whu

LULLA WEALTH FINANCIAL

VERO BEACH, FL 32963-5401

Some features on this profile are disabled

CRD#: 5468985

Professional summary

Luis Humberto Whu, who also goes by Luis Humberto Whu-salazar, Luis Whu-salazar, is a registered financial advisor currently at LULLA WEALTH FINANCIAL located in Vero Beach, Florida.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Luis has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luis Humberto Whu-Salazar | Luis Whu-Salazar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Luis H Whu Salazar Address of Other Business: 4915 13th Lane Vero Beach, FL 32966 Category: Real Estate Rental Investment-Related: Y e s Title: Owner Duties: maintains investment property in the state of Georgia and collects rent Start Date: 1 / 1 9 9 6 Hours per month: 2-3 hours Hours per month during trading hours: 2-3 hours 2. Luis H Whu Salazar 4731 N Highway A1A, Suite 227 Vero Beach, FL 32963 Category: Insurance Investment-Related: Y e s Title: agent Duties: offers accident & health insurance, disability insurance, fixed/indexed annuities, health savings accounts and traditional life insurance products. Start Date: 9 / 2 0 0 5 Hours per month: 10 Hours per month during trading hours: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Humberto Whu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2021 - Present

LULLA WEALTH FINANCIAL

Office #1: 4731 Highway A1a Suite 227, Vero Beach, FL 32963-5401

RIA

CRD#: 310592

VERO BEACH, FL

Past

November 1, 2018 - February 19, 2021

OSAIC FS, INC.

RIA

CRD#: 3870

VERO BEACH, FL

Past

December 12, 2016 - February 19, 2021

OSAIC FS, INC.

CRD#: 3870

VERO BEACH, FL

Past

May 26, 2016 - December 6, 2016

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

CASSELBERRY, FL

Past

August 5, 2010 - May 26, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

CASSELBERRY, FL

Past

July 28, 2008 - April 27, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

DEERFIELD BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LULLA WEALTH FINANCIAL

LULLA WEALTH FINANCIAL | LULLA WEALTH FINANCIAL, LLC

CRD#: 310592 / SEC#:

Florida

Registered Investment Advisory firm - (2/10/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4731 Highway A1a Suite 227, Vero Beach, FL 32963-5401

Mailing Address

Phone number

(772) 257-9803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 15,896,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Pia Matthes

PJT PARTNERS LP

New York, NY

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Luis H. Whu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Humberto Whu's CRS (Customer Relationship Summary).

Certified licenses

Experience

LULLA WEALTH FINANCIAL

OSAIC FS, INC.

OSAIC FS, INC.

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2018

Series 63

Date: 11/22/2017

SIE

Date: 10/1/2018

Series 6

Date: 7/26/2008

Current Firm

LULLA WEALTH FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LULLA WEALTH FINANCIAL

TRUST BUT VERIFY

Similar Advisors