Brian J. Knapp
Professional summary
Brian Jacob Knapp, CFP®, who also goes by Brian J Knapp, Brian Knapp, is a registered financial advisor currently at MOSAIC WEALTH located in St. Louis, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Jacob Knapp's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
January 4, 2022 - Present
MOSAIC WEALTH
Office #1: 1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144July 13, 2021 - January 3, 2022
MOSAIC FAMILY WEALTH, LLC
May 1, 2020 - June 7, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 17, 2020 - June 7, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 17, 2018 - February 22, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 10, 2009 - July 24, 2018
EDWARD JONES
November 21, 2008 - July 24, 2018
EDWARD JONES
Primary Firm SEC Registration
MOSAIC WEALTH
CRD#: 317377 / SEC#: 801-122745
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2022)
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationCurrent Firm
MOSAIC WEALTH
CRD#: 317377 / SEC#: 801-122745
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,296 |
| AUM (Assets Under Management) | $ 1,638,336,784 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 10/29/2024 | ||
| 11/27/2023 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
MOSAIC WEALTH
CRD#: 317377St. Louis, MO 63144TRUST BUT VERIFY
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