Jerome A. Greene

JG WEALTH MANAGEMENT

ALISO VIEJO, CA 92656-2652

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CRD#: 5468878

Professional summary

Jerome Allan Greene is a registered financial advisor currently at JG WEALTH MANAGEMENT, LLC located in Aliso Viejo, California.

Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jerome has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President and owner of JG Wealth Management, LLC, a Registered Investment Advisor firm offering financial planning and advising services. 800 Fifth Avenue Suite 4100, Seattle 98104 Start date: 12/20/2016 Hours/month: 160 Duties: Meets with clients, discusses financial goals and develops plans to reach them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allan Greene's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2017 - Present

JG WEALTH MANAGEMENT, LLC

Office #1: 15 Enterprise Suite 250, Aliso Viejo, CA 92656-2652

RIA

CRD#: 286651

ALISO VIEJO, CA

Past

June 20, 2018 - September 21, 2018

UNION CAPITAL COMPANY

CRD#: 110301

TUCSON, AZ

Past

November 10, 2015 - December 22, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

November 10, 2015 - December 22, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

June 29, 2015 - July 24, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

RENTON, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2017)

IAR

District of Columbia
(8/14/2025)

IAR

Maryland
(10/17/2025)

IAR

Texas
(7/11/2018)

IAR

Virginia
(9/4/2025)

IAR

Washington
(6/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2015

General Securities Representative Examination

Current Firm

JG WEALTH MANAGEMENT, LLC

CRD#: 286651 / SEC#:

California

Registered Investment Advisory firm - (9/11/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (7/16/2025 Approved)

Texas

Registered Investment Advisory firm - (7/11/2018 Approved)

Virginia

Registered Investment Advisory firm - (9/4/2025 Approved)

Washington

Registered Investment Advisory firm - (6/30/2017 Approved)

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Contact information

Main Address

15 Enterprise Suite 250, Aliso Viejo, CA 92656-2652

Mailing Address

Phone number

(213) 320-1456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerome A. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allan Greene's CRS (Customer Relationship Summary).

Certified licenses

Experience

JG WEALTH MANAGEMENT, LLC

UNION CAPITAL COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2015

SIE

Date: 9/21/2018

Series 7

Date: 6/28/2015

Current Firm

JG WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JG WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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