Kevin C. Mcnee

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CRD#: 5468752

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Cassidy Mcnee was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2009. Kevin had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2017 - November 30, 2017

MILLINGTON SECURITIES, INC.

CRD#: 147298

RED BANK, NJ

Past

May 9, 2016 - November 30, 2017

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

RED BANK, NJ

Past

May 4, 2016 - December 31, 2016

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

February 19, 2015 - April 4, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODBRIDGE, NJ

Past

January 17, 2015 - April 4, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

October 17, 2012 - November 10, 2015

BRITE ADVISORS USA, INC.

RIA

CRD#: 155775

NEW YORK, NY

Past

August 10, 2009 - March 2, 2010

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

June 24, 2009 - July 8, 2009

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLINGTON SECURITIES, INC.

MILLINGTON SECURITIES, INC. | MILLINGTON SECURITIES, LLC

CRD#: 147298 / SEC#: 801-71128, 8-67897

RIA

Registered Investment Advisory firm - SEC (2/26/2010 Approved)

Terminated by SEC on 02/13/2022

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/17/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/28/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2015

General Securities Representative Examination

Current Firm

MILLINGTON SECURITIES, INC.

MILLINGTON SECURITIES, INC. | MILLINGTON SECURITIES, LLC

CRD#: 147298 / SEC#: 801-71128, 8-67897

RIA

Registered Investment Advisory firm - SEC (2/26/2010 Approved)

Terminated by SEC on 02/13/2022

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Contact information

Main Address

331 Newman Springs Road Suite 105, Red Bank, NJ 07701

Mailing Address

331 Newman Springs Road Suite 143, Red Bank, NJ 07701

Phone number

(732) 842-4920

Established

Illinois since 03/01/2006

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
WBI TRADING COMPANY, INC.	PARENT
BEATON, DANIEL STEWART	FINOP	4240769
MURPHY, KEVIN	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	4733916

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 168,803,233

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin C. Mcnee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WBI INVESTMENTS, LLC

QUASAR DISTRIBUTORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

BRITE ADVISORS USA, INC.

NETWORK 1 FINANCIAL SECURITIES INC.

ANDREW GARRETT INC.

Primary Firm SEC Registration

MILLINGTON SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/2015

Series 65

Date: 6/28/2012

SIE

Date: 11/30/2017

Series 7

Date: 1/17/2015

Current Firm

MILLINGTON SECURITIES, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MILLINGTON SECURITIES, INC.

TRUST BUT VERIFY

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