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EH

Erin M. Harris

ATOMIC BROKERAGE LLC
New York, NY 10006
Some features on this profile are disabled
CRD#: 5468662
EH

Professional summary


Erin M Harris, who also goes by Erin Marie Boyd, Erin Marie Harris, is a registered financial professional currently at ATOMIC BROKERAGE LLC located in New York, New York.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2008. Erin has worked at 7 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Erin Marie Boyd | Erin Marie Harris

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Erin M Harris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2023 - Present

ATOMIC BROKERAGE LLC

Office #1: 107 Greenwich Street 21st Floor, New York, NY, 10006
BD
CRD#: 315263
New York, NY
Past

June 15, 2022 - November 28, 2023

OPEN TO THE PUBLIC INVESTING, INC.

BD
CRD#: 127818
NEW YORK, NY
Past

July 3, 2018 - July 20, 2021

DELOITTE CORPORATE FINANCE LLC

BD
CRD#: 111747
CHICAGO, IL
Past

June 6, 2012 - December 10, 2013

GCP SECURITIES, LLC

BD
CRD#: 161596
CHICAGO, IL
Past

January 25, 2012 - December 10, 2013

PAGEMILL PARTNERS, LLC

BD
CRD#: 132184
CHICAGO, IL
Past

August 8, 2011 - June 6, 2012

GCP SECURITIES, INC.

BD
CRD#: 30902
CHICAGO, IL
Past

July 1, 2008 - July 26, 2017

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/27/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


AB
ATOMIC BROKERAGE LLC
ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC

CRD#: 315263 / SEC#: , 8-70799

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
107 Greenwich Street 21st Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 21st Floor, New York, NY 10006
Phone number
(212) 419-5037
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ATOMICVEST INC.DIRECT OWNER
DUDEK, ERIN LEIGHFINOP AND PRINCIPAL FINANCIAL OFFICER6090571
HAHN, MICHAEL SUEHAMCHIEF EXECUTIVE OFFICER5159549
KELLAR, ANDREW JOHNPRINCIPAL OPERATIONS OFFICER5862995
MAKSTENIEKS, CATHERINE ANNCHIEF COMPLIANCE OFFICER AND AMLCO3232548

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATOMIC BROKERAGE LLC

CRD#: 315263New York, NY 10006

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