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HS

Harjit Singh

TIGERBRIDGE CAPITAL
Albany, NY 12205
Some features on this profile are disabled
CRD#: 5468496
HS

Professional summary

Harjit Singh is a registered financial professional currently at TIGERBRIDGE CAPITAL located in Albany, New York.

Harjit is registered as a RR (Registered Representative) and started their career in finance in 2012. Harjit has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harjit Singh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2019 - Present

TIGERBRIDGE CAPITAL

Office #1: 187 Wolf Road, Suite 300, Albany, NY 12205
BD
CRD#: 293066
Albany, NY
Past

April 11, 2017 - May 23, 2018

C2M SECURITIES, LLC

BD
CRD#: 38924
RICHMOND, VA
Past

July 28, 2016 - February 7, 2017

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

November 12, 2014 - March 28, 2015

LAKE CHAMPLAIN BROKERAGE SERVICES LLC

BD
CRD#: 155962
NEW YORK, NY
Past

July 2, 2012 - August 11, 2014

SURYA CAPITALE SECURITIES LLC

BD
CRD#: 159173
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/21/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/3/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/17/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TIGERBRIDGE CAPITAL
TIGERBRIDGE CAPITAL | TIGERBRIDGE CAPITAL LLC

CRD#: 293066 / SEC#: , 8-70086

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
187 Wolf Road, Suite 300, Albany, NY 12205
Mailing Address
187 Wolf Road, Suite 300, Albany, NY 12205
Phone number
(917) 714-0452
Established
Delaware since 06/14/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGERBRIDGE HOLDINGS LLCSHAREHOLDER
BEATON, DANIEL STEWARTFINANCIAL AND OPERATIONS PRINCIPAL4240769
GARDINIER, JUSTIN SCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4334703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIGERBRIDGE CAPITAL

CRD#: 293066Albany, NY 12205

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