Robert P. Leidy

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CRD#: 5468204

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Peale Polk Leidy JR, who also goes by Robert Leidy, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Leidy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 7, 2018 - April 23, 2020

CASTLE ISLAND WEALTH

RIA

CRD#: 287710

WEST PALM BEACH, FL

Past

September 6, 2016 - May 8, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Palm Beach, FL

Past

September 6, 2016 - May 8, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Palm Beach, FL

Past

January 7, 2011 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PALM BEACH, FL

Past

December 21, 2010 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PALM BEACH, FL

Past

September 16, 2008 - December 21, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PALM BEACH, FL

Past

April 4, 2008 - December 21, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLE ISLAND WEALTH

CASTLE ISLAND WEALTH | SEA HUNTER CAPITAL PARTNERS LLC | SEA HUNTER CAPITAL LLC | SEA HUNTER CAPITAL

CRD#: 287710 / SEC#: 801-112273

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2008

General Securities Representative Examination

Current Firm

CASTLE ISLAND WEALTH

CASTLE ISLAND WEALTH | SEA HUNTER CAPITAL PARTNERS LLC | SEA HUNTER CAPITAL LLC | SEA HUNTER CAPITAL

CRD#: 287710 / SEC#: 801-112273

RIA

Registered Investment Advisory firm - (1/8/2018 Approved)

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Contact information

Main Address

11300 Us Highway 1 Suite 600, Palm Beach Gardens, FL 33408

Mailing Address

Phone number

(561) 208-3883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASTLE ISLAND WEALTH ADV BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 121,165,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert P. Leidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CASTLE ISLAND WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2008

SIE

Date: 5/8/2018

Series 7

Date: 4/3/2008

Current Firm

CASTLE ISLAND WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASTLE ISLAND WEALTH

TRUST BUT VERIFY

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