Brian S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Davis was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2008. Brian had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2010 - June 26, 2015
INVESTMENT ADVISORS CORP
June 7, 2010 - June 26, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
February 19, 2008 - June 2, 2010
SECURIAN FINANCIAL SERVICES, INC.
January 21, 2008 - June 2, 2010
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
