Laura E. Ennis
Professional summary
Laura E Ennis, AIF®, who also goes by Laura E Ennis, Laura Ennis, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Dallas, Texas and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Laura has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura E Ennis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2024 - Present
T. ROWE PRICE ASSOCIATES, INC.
September 6, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117February 13, 2024 - July 16, 2024
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
February 1, 2024 - July 16, 2024
FIDELITY DISTRIBUTORS COMPANY LLC
April 15, 2020 - January 9, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 15, 2019 - January 4, 2024
FIDELITY BROKERAGE SERVICES LLC
September 28, 2018 - May 6, 2019
LPL FINANCIAL LLC
September 13, 2018 - May 6, 2019
LPL FINANCIAL LLC
September 20, 2016 - July 10, 2018
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
