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Brian J. Middaugh

SEA SUITE FINANCIAL LLC
REDFORD, MI
Some features on this profile are disabled
CRD#: 5467394
BM

Professional summary

Brian James Middaugh, who also goes by Brian James Middaugh Mr., is a registered financial advisor currently at SEA SUITE FINANCIAL LLC located in Redford, Michigan.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian James Middaugh Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Middaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2025 - Present

SEA SUITE FINANCIAL LLC

RIA
CRD#: 336305
REDFORD, MI
Past

March 13, 2008 - March 3, 2010

EDWARD JONES

RIA
CRD#: 250
GARDEN CITY, MI
Past

February 14, 2008 - March 3, 2010

EDWARD JONES

BD
CRD#: 250
GARDEN CITY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/9/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2008
General Securities Representative Examination

Current Firm

SS
SEA SUITE FINANCIAL LLC
SEA SUITE FINANCIAL LLC

CRD#: 336305 / SEC#:

Michigan
Registered Investment Advisory firm - (6/26/2025 Approved)
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Contact information

Main Address
Redford, MI
Mailing Address
Phone number
(313) 444-0843
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEA SUITE FINANCIAL LLC

CRD#: 336305Redford, MI

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