SS
Seth B. Stewart
BROOKSTONE FINANCIAL
Jeffersonville, IN 47130
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CRD#: 5467292
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Professional summary
Seth Barnes Stewart, who also goes by Seth Stewart, is a registered financial advisor currently at BROOKSTONE FINANCIAL located in Jeffersonville, Indiana.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Seth has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Seth Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT SINCE 01/2007; INVESTMENT-RELATED; Jefferson, IN(~5HRS/WK) 2. 62 Sales-RV and Boat Sales-Owner-32 hours a month. 3. President; Brookstone Development, LLC; Investment Related: No; Location: Jeffersonville, IN. 47130; Description of the business: Real Estate development and construction; Responsibilities Duties: Day to Day operations; Start date with business: 2019-12-19; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 5; 4. President; Brookstone Holdings, LLC.; Investment Related: Yes; Location: Jeffersonville, IN. 47130; Description of the business: Real-Estate Holding Company; Responsibilities Duties: Manage Payable s and Receivables; Start date with business: 2019-09-09; Hours devoted to business outside trading hours: 5 5. One Touch NIL Group; started 08/2025; NIL Athlete Agency; 12 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Seth Barnes Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2013 - Present
BROOKSTONE FINANCIAL
Office #1: 2213 Allison Lane, Jeffersonville, IN 47130RIA
CRD#: 168185
Jeffersonville, IN
Past
February 17, 2012 - November 18, 2020
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
JEFFERSONVILLE, IN
Past
July 21, 2009 - February 16, 2012
AMERICAN EQUITY INVESTMENT CORPORATION
BD
CRD#: 40199
JEFFERSONVILLE, IN
Past
April 30, 2009 - July 10, 2009
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
JEFFERSONVILLE, IN
Past
December 17, 2007 - October 3, 2013
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
WHEATON, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/4/2013)
IAR
Kentucky(12/11/2013)
IAR
Louisiana(11/6/2013)
IAR
Texas(10/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
BF
BROOKSTONE FINANCIAL
BROOKSTONE FINANCIAL | PMB WEALTH MANAGEMENT | PMB CAPITAL MANAGEMENT, LLC
CRD#: 168185 / SEC#:
Florida
Registered Investment Advisory firm - (10/29/2020 Terminated)Indiana
Registered Investment Advisory firm - (10/4/2013 Approved)Kentucky
Registered Investment Advisory firm - (12/11/2013 Approved)Louisiana
Registered Investment Advisory firm - (11/6/2013 Approved)Tennessee
Registered Investment Advisory firm - (2/28/2022 Terminated)Texas
Registered Investment Advisory firm - (10/20/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2213 Allison Lane, Jeffersonville, IN 47130
Mailing Address
Phone number
(812) 288-9000
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 607 |
| AUM (Assets Under Management) | $ 76,900,000 |
Red Flags
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Company Information
BROOKSTONE FINANCIAL
CRD#: 168185Jeffersonville, IN 47130TRUST BUT VERIFY
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