AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DM

Daniel A. Mercer

WOODSTOCK WEALTH MANAGEMENT
Houston, TX 77095
Some features on this profile are disabled
CRD#: 5467102
DM

Professional summary

Daniel Aaron Mercer, who also goes by Daniel Mercer, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Houston, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel Mercer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Aaron Mercer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

Office #1: 12258 Queenston Blvd Suite F, Houston, TX 77095
RIA
CRD#: 283472
Houston, TX
Past

June 27, 2017 - November 9, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA
CRD#: 38095
Houston, TX
Past

June 20, 2017 - December 12, 2019

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
Houston, TX
Past

June 16, 2017 - June 22, 2017

WOODSTOCK FINANCIAL GROUP, INC.

RIA
CRD#: 38095
Houston, TX
Past

December 2, 2015 - June 16, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CYPRESS, TX
Past

November 30, 2015 - June 16, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CYPRESS, TX
Past

June 18, 2012 - December 9, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
CYPRESS, TX
Past

June 18, 2012 - December 9, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
CYPRESS, TX
Past

April 8, 2008 - June 19, 2012

EDWARD JONES

RIA
CRD#: 250
CYPRESS, TX
Past

February 14, 2008 - June 19, 2012

EDWARD JONES

BD
CRD#: 250
CYPRESS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/13/2018)
IAR
Ohio
(10/24/2019)
IAR
Texas
(6/13/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2008
General Securities Representative Examination

Current Firm

WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,834
AUM (Assets Under Management)$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472Houston, TX 77095

TRUST BUT VERIFY

Monitor Daniel Mercer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
LW
Li-e WangAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
RR
Houston, TX
RK
Raymond KnezekAdvisorCheck Check Mark
SEQUENT PLANNING, LLC
IAR
Houston, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.