Steven D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven David Jones II, who also goes by Steven David Jones, Steven Jones, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2008. Steven had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2022 - September 29, 2022
LIBERTY FINANCIAL ADVISORS, LLC
October 24, 2012 - December 31, 2021
LIBERTY FINANCIAL ADVISORS, LLC
September 2, 2010 - October 30, 2012
MML INVESTORS SERVICES, LLC
August 27, 2010 - October 30, 2012
MML INVESTORS SERVICES, LLC
March 18, 2008 - August 19, 2010
EDWARD JONES
February 14, 2008 - August 19, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY FINANCIAL ADVISORS, LLC
CRD#: 165472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 4,419,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
