Racheal L. Meloche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Racheal Lynn Meloche, who also goes by Racheal Lynn Burnau, Racheal Burnau, Racheal Lynn West, was a registered financial professional .
Racheal is a previously registered financial professional and started their career in finance in 2008. Racheal had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - February 12, 2019
CETERA INVESTMENT ADVISERS LLC
November 28, 2017 - February 12, 2019
CETERA INVESTMENT SERVICES LLC
May 3, 2012 - December 14, 2015
FIFTH THIRD SECURITIES, INC.
May 2, 2012 - December 14, 2015
FIFTH THIRD SECURITIES, INC.
October 14, 2010 - March 7, 2012
PNC WEALTH MANAGEMENT LLC
September 28, 2010 - March 7, 2012
PNC WEALTH MANAGEMENT LLC
November 12, 2008 - June 8, 2010
ESSEX NATIONAL SECURITIES, LLC
March 10, 2008 - August 24, 2010
ESSEX NATIONAL SECURITIES, LLC
January 1, 2008 - March 10, 2008
IFMG SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
