John C. Kirby
Professional summary
John Clinton Kirby, who also goes by Clint Kirby, is a registered financial advisor currently at DREAMWORK FINANCIAL GROUP located in Birmingham, Alabama.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Clinton Kirby's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2015 - Present
DREAMWORK FINANCIAL GROUP
Office #1: 420 20th St N Suite 2200, Birmingham, AL 35203May 16, 2013 - May 19, 2015
BBVA SECURITIES INC.
June 23, 2008 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/17/2015)
(10/14/2024)
(10/25/2016)
(6/22/2015)
Exams
Current Firm
DREAMWORK FINANCIAL GROUP
CRD#: 175336 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 11,140,634 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DREAMWORK FINANCIAL GROUP
CRD#: 175336Birmingham, AL 35203TRUST BUT VERIFY
Monitor John Kirby
Get automatic monthly alerts on:
